Public Comment on CCPA Updates, Cyber, Risk, ADMT, and Insurance Regulations
SIFMA provided comments to the California Privacy Protection Agency (CPPA) in response to the modifications to the Proposed Regulations on…
The Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC) on the SEC study of the disparate state licensing requirements for associated persons of broker-dealers and methods by which states achieve greater uniformity in registering securities professionals. SIA offers a narrative discussion of the benefits and problems the SIA perceives in the current scheme of state registration requirements for broker-dealer agents.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
SIFMA provided comments to the California Privacy Protection Agency (CPPA) in response to the modifications to the Proposed Regulations on…
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on the proposal, filed by the Consolidated Audit Trail,…
SIFMA comments to the Financial Accounting Standards Board (FASB) on the Invitation to Comment— Recognition of Intangibles (the “ITC”). SIFMA…