Supplemental Comments on Digital Asset Markets (Joint Trades)
SIFMA and joint associations provided additional comments to the President’s Working Group (PWG) on Digital Asset Markets Chair in support…
The Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC) on the SEC study of the disparate state licensing requirements for associated persons of broker-dealers and methods by which states achieve greater uniformity in registering securities professionals. SIA offers a narrative discussion of the benefits and problems the SIA perceives in the current scheme of state registration requirements for broker-dealer agents.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
SIFMA and joint associations provided additional comments to the President’s Working Group (PWG) on Digital Asset Markets Chair in support…
SIFMA AMG provided comments to the Treasury Markets Practices Group (TMPG) on the Consultative White Paper and Proposed Best Practice…
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on the Invitation to Comment - Financial Key Performance Indicators…