FASB’s Invitation to Comment – Agenda Consultation
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on its Invitation to Comment - Agenda Consultation (the “ITC”).
The Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC) on the SEC study of the disparate state licensing requirements for associated persons of broker-dealers and methods by which states achieve greater uniformity in registering securities professionals. SIA offers a narrative discussion of the benefits and problems the SIA perceives in the current scheme of state registration requirements for broker-dealer agents.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on its Invitation to Comment - Agenda Consultation (the “ITC”).
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on why the SEC should reject requests to make…
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…