Supplemental Comments on Digital Asset Markets (Joint Trades)
SIFMA and joint associations provided additional comments to the President’s Working Group (PWG) on Digital Asset Markets Chair in support…
The Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC) requesting an exemption regarding Rule 10b-13 under the Securities Exchange Act of 1934 (Exchange Act) for transactions in baskets of securities during a tender or exchange offer when the operation of Rule 10b-13 would otherwise prohibit a broker-dealer acting as a dealer manager in the tender or or exchange offer from purchasing or arranging the purchase of one or more of the securities that comprise the basket.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
SIFMA and joint associations provided additional comments to the President’s Working Group (PWG) on Digital Asset Markets Chair in support…
SIFMA AMG provided comments to the Treasury Markets Practices Group (TMPG) on the Consultative White Paper and Proposed Best Practice…
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on the Invitation to Comment - Financial Key Performance Indicators…