HFSC Markup of Various Capital Formation Bills
SIFMA provided comments to the U.S. House of Representatives Committee on Financial Services on the Markup of Various Capital Formation…
Summary
The Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC) on confirmation requirements and point of sale disclosure requirements for transactions in certain mutual funds and other securities, File No. S7-06-04.
*SIFMA is a product of the merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
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Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (Joint Trades)
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