FSOC Improvement Act 2025 (Joint Trades)
SIFMA AMG, Alternative Investment Management Association (AIMA), American Council of Life Insurers (ACLI), American Property Casualty Insurance Association (APCIA), Blockchain…
Summary
The Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC) on confirmation requirements and point of sale disclosure requirements for transactions in certain mutual funds and other securities, File No. S7-06-04.
*SIFMA is a product of the merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
More Submissions
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Comments on the Draft Reporting Template for Scope 1 and Scope 2 GHG Emissions Pursuant to SB 253
SIFMA provided comments to California Air Resources Board (CARB) to inform the implementation of the Climate Corporate Data Accountability Act,…
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Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants (SIFMA and ISDA)
SIFMA and ISDA submitted comments to the CFTC on its proposed Revisions to Business Conduct and Swap Documentation Requirements for…