Milligan v. Merrill Lynch
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether an employee can retrospectively recast deferred compensation programs as “ERISA…
Summary
The Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC) on proposed amendments to Mutual Fund Fee Redemption Rule 22c-2, Release No. IC-27255, File No. S7-06-06. SIA suggests certain clarifications and modifications are need to fully accomplish the goals of the proposed amendments.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
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