Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
The Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC) and the Office of Management and Budget (OMB) on Electronic Blue Sheet (EBS) submissions, Rule 17a-25; SEC File No. 270-482; OMB Control No. 3235-0540. SIA believes there are more efficient methods to meet the regulatory objectives that EBS serves, including methods that are already in existence.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…