Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
The Securities Industry Association (SIA)* provide comments to the Regulation NMS Self-Regulatory Organization (SRO) Committee: Oscar Onyema, American Stock Exchange LLC; Brian Colby, Boston Stock Exchange Inc.; Jennifer Lamie, Chicago Board Options Exchange, Inc.; Robert Gibson, Chicago Stock Exchange, Inc.; Michael Simon, International Securities Exchange, Inc.; Stephanie Durmont NASD, Inc., Adam Nunes, The Nasdaq Stock Market Inc.; Paul Smith, National Stock Exchange; Robert Hill, NYSE Arca, Inc.; Karen Lorentz, NYSE LLC; and Robert Miller, Philadelphia Stock Exchange, Inc. requesting further information from the SROs to facilitate the Regulation NMS implementation process.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…