Risk Mitigation Techniques for Uncleared Security-Based Swaps
SIFMA and ISDA provide comments to the Securities and Exchange Commission (SEC) on its proposed rules for risk mitigation techniques…
Letters
Revenue Limits Applicable to Certain Bank Holding Company Subsidiaries
Summary
The Securities Industry Association (SIA)* provides comments to the Board of Governors of the Federal Reserve System on the release, Revenue Limit on Bank-Ineligible Activities of Subsidiaries of Bank Holding Companies Engaged in Underwriting and Dealing Securities, Docket No. R-0841. The Board proposes to increase the revenue limit from 10 percent to 25 percent. SIA offers its observations and recommendations regarding the proposal.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
Related Submission
Type:
Options Regulatory Fee Filings
SIFMA commented on the Options Regulatory Fee Filings submitted by MIAX Emerald, LLC to the Securities and Exchange Commission. In the…
Type:
Options Market Structure: Proliferation of Listed-Options Series Available for Quoting and Trading
The Listed Options Trading Committee of SIFMA sent a letter to propose working collectively with the Securities and Exchange Commission,…