Swaps Reporting Review by the CFTC DMO and the DMO Roadmap
SIFMA Asset Management Group (SIFMA AMG) letter to the U.S. Commodity Futures Trading Commission, Division of Market Oversight (DMO) regarding DMO’s review…
Letters
Revenue Limits Applicable to Certain Bank Holding Company Subsidiaries
Summary
The Securities Industry Association (SIA)* provides comments to the Board of Governors of the Federal Reserve System on the release, Revenue Limit on Bank-Ineligible Activities of Subsidiaries of Bank Holding Companies Engaged in Underwriting and Dealing Securities, Docket No. R-0841. The Board proposes to increase the revenue limit from 10 percent to 25 percent. SIA offers its observations and recommendations regarding the proposal.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
Related Submission
Type:
Request for Information Regarding the Fiduciary Rule & Prohibited Transaction Exemptions
SIFMA provided comments to the U.S. Department of Labor's (DOL) request for information regarding the Fiduciary Rule and Prohibited Transaction…
Type:
Identifying Tax Regulatory Burdens Under Executive Order 13789
SIFMA's Municipal Securities Division provides comments to the Internal Revenue Service(IRS) on IRS Notice 2017-38, “Implementation of Executive Order 13789…