SIFMA has submitted an Amicus “Friend of the Court” Brief.

Court:

U.S. District Court
(N.D. Alabama)

See also SIFMA Reply Brief

 Amicus Issue: 

Whether Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 apply to interest rate swap transactions under which payments are based on the SIFMA Municipal Swap Index.
Counsel of Record:

Cadwalader Wickensham & Taft
One World Financial Center
New York, NY 10287

Jonathan M. Hoff
Lary Stromfeld
Maurine Bartlett
Tom M. Fini

Cabaniss, Johnston, Gardner, Dumas & O’Neal LLP
2001 Park Place, North
Suite 700
Birmingham, AL 35203

Crawford S. McGivaren, Jr.