Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (SIFMA and ISDA)
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
Court:
Washington Supreme Court
(petition for review)
Amicus Issue:
Whether the standard for finding evident bias in a FINRA arbitrator is limited to bias based upon either pecuniary interest or a conflicted relationship with one of the parties in the case, or whether evident bias may be based upon other factors, including without limitation, an arbitrator’s involvement as a plaintiff in an active securities litigation similar to the arbitration case.
Counsel of Record:
Orrick Herrington & Sutcliffe LLP
Richard A. Jacobsen
Gregory D. Beaman
Jennifer M. Keighley
Paul F. Rugani
Other Amici:
None.
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…