HFSC Markup of Various Capital Formation Bills
SIFMA provided comments to the U.S. House of Representatives Committee on Financial Services on the Markup of Various Capital Formation…
Court:
Washington Supreme Court
(petition for review)
Amicus Issue:
Whether the standard for finding evident bias in a FINRA arbitrator is limited to bias based upon either pecuniary interest or a conflicted relationship with one of the parties in the case, or whether evident bias may be based upon other factors, including without limitation, an arbitrator’s involvement as a plaintiff in an active securities litigation similar to the arbitration case.
Counsel of Record:
Orrick Herrington & Sutcliffe LLP
Richard A. Jacobsen
Gregory D. Beaman
Jennifer M. Keighley
Paul F. Rugani
Other Amici:
None.
SIFMA provided comments to the U.S. House of Representatives Committee on Financial Services on the Markup of Various Capital Formation…
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
SIFMA, the Financial Services Forum, Bank Policy Institute, and American Bankers Association provided comments to the Federal Reserve Board (FRB)…