Letters

Requesting No-Action Relief Relating to Position Aggregation Requirements

Summary

SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) to request no-action relief relating to position aggregation requirements in Regulation 150.4. The requested relief would enable asset managers, investment funds, clients and other persons to apply the Commission’s final rulemaking regarding position aggregation requirements while mitigating some of the unduly burdensome obligations and severe operational challenges associated with those requirements.

See also:
CFTC’s Division of Market Oversight Provides Time-Limited No-Action Relief for Aggregation Notice Filings for Position Limits

PDF

Submitted To

CFTC

Submitted By

SIFMA AMG

Committee

Asset Management Group (AMG)

Date

17

July

2017