SIFMA has submitted an Amicus “Friend of the Court” Brief
Court:
U.S Court of Appeals (Third District)
Amicus Brief Issue:
Whether broker-dealers who provide recordkeeping services to 401(k) plans may be held to a fiduciary standard and if so, what specific conduct and level of services would satisfy such a standard.
Counsel of Record:
McDermott Will & Emery LLP
227 West Monroe Street
Chicago, IL 60606
Nancy G. Ross
McDermott Will & Emery LLP
18191 Von Karman
Irvine, CA 92612
Chris C. Scheithauer
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