Recommendations for FINRA Arbitration
SIFMA provided recommendations to FINRA for improving its arbitration forum.
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Supreme Court
(petition for writ of cert.)
Amicus Issue:
Whether FIRREA’s FDIC extender statute, 12 US.C. § 1821(d)(14), displaces both preexisting statutes of limitations and statutes of repose when it sets the “applicable statute of limitations” for the FDIC to bring suit as a receiver.
Counsel of Record:
Kramer Levin Naftalis & Frankel LLP
Michael J. Dell
Susan Jacquemot
Other Amici:
The Clearing House
SIFMA provided recommendations to FINRA for improving its arbitration forum.
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) regarding FINRA and the MSRB’s amendments…
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on its Invitation to Comment - Agenda Consultation (the “ITC”).