Milligan v. Merrill Lynch
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether an employee can retrospectively recast deferred compensation programs as “ERISA…
Summary
PSA The Bond Market Association (TBMA), a predecessor entity of SIFMA, provides supplemental comments to the Internal Revenue Service on gain recognition upon formation of a FASIT. TBMA offers its observations and recommendations on the proposed regulations.
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Doelger v. JPMorgan Chase Bank
Court: U.S. Court of Appeals (First Circuit) Amicus Issue: Whether financial advisors have fiduciary duty obligations that require investment managers…
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In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…