Testimony on the Need for Reauthorization of the CISA Act
Chief Information Security Officer of Northern Trust, Karl Schimmeck, delivered testimony on behalf of SIFMA at a hearing before the…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on NYSE, MIAX and Cboe exchange family rule proposals which pertain to ORF rate changes which were effective August 1, 2019.
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CenturyLink v. Houser
Court: Colorado Supreme Court Amicus Issue: Whether C.R.C.P. 11 (which is identical to Fed.R.Civ.P. 11), which imposes a non-delegable duty…
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Request for Comment on Statement by Commissioner Hester M. Peirce
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) in response to the recent Statement…