SIFMA has submitted an Amicus “Friend of the Court” Brief
Court:
U.S. Court of Appeals
(Tenth Circuit)
Amicus Issue:
Whether a state law modeled after the Uniform Securities Act should apply to an offer to sell securities that was neither “made in” nor “directed” to the state.
Counsel of Record:
Sidley Austin Brown & Wood LLP
787 Seventh Avenue
New York, NY 10019
A. Robert Pietrzak
Sidley Austin Brown & Wood LLP
1501 K St., NW
Washington, D.C. 20005
Joseph R. Guerra
Richard D. Klingler
Joseph R. Palmore
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