Regulatory Capital Rule: eSLR, TLAC, and Long-Term Debt Requirements for US GSIBs (Joint Trades)
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
Summary
SIFMA has submitted an Amicus “Friend of the Court” Brief
Court:
U.S. Court of Appeals
(Tenth Circuit)
Amicus Issue:
Whether a state law modeled after the Uniform Securities Act should apply to an offer to sell securities that was neither “made in” nor “directed” to the state.
Counsel of Record:
Sidley Austin Brown & Wood LLP
787 Seventh Avenue
New York, NY 10019
A. Robert Pietrzak
Sidley Austin Brown & Wood LLP
1501 K St., NW
Washington, D.C. 20005
Joseph R. Guerra
Richard D. Klingler
Joseph R. Palmore
More Submissions
Type:
CT Plan Filing for Fees Charged to Vendors and Subscribers for Consolidated Equity Market Data, CT Plan Policies, and Data Subscriber Agreements
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) to ensure that the single national market system plan…
Type:
Withholding With Respect to Digital Asset Transactions
SIFMA provided supplemental comments to the U.S. Department of Treasury (DOT) on its September 13, 2024, letter regarding brokers’ information…