Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
Summary
Court:
U.S. District Court (N.D. Cal.)
Amicus Issue:
Whether an industry’s establishment of a financial benchmark, such as LIBOR, and subsequent sale of financial products based upon that benchmark, constitutes illegal price fixing per se under the federal antitrust laws.
Counsel of Record:
Skadden, Arps, Slate, Meagher & Flom LLP
Boris Bershteyn
Sam Auld
Other Amici:
U.S. Chamber of Commerce
International Swaps & Derivatives Assoc.
Business Policy Institute
Loan Syndications and Trading Assoc.
More Submissions
Type:
Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…