Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
SIFMA has submitted an Amicus “Friend of the Court” Brief
Court:
U.S. Bankruptcy Court
(E.D. MI)
Amicus Issue:
Whether final payments made in connection with whole loan repossession transactions are protected under the “forward contract” safe harbor of the Bankruptcy Code. Because the case was settled, the brief was never filed.
Counsel of Record:
Miller, Canfield, Paddock and Stone, P.L.C.
150 West Jefferson, Suite 2500
Detroit, MI 48226
Donald J. Hutchinson
Cleary Gottlieb Steen & Hamilton
One Liberty Plaza
New York, NY 10006
Seth Grosshandler
Lindsee P. Granfield
Lisa Schweitzer
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…