Court:
U.S. Supreme Court
Amicus Issue:
Whether the failure to disclose a trend or uncertainty pursuant to Item 303 of SEC Regulation S-K can serve as the predicate for a private cause of action under Section 10(b) of the Securities Exchange Act of 1934.
Counsel of Record:
Goodwin Procter LLP
William M. Jay
Andrew Kim
Jesse Lempel
Daniel P. Roeser
Other Amici:
U.S. Chamber of Commerce
Business Roundtable
SIFMA and SIFMA AMG provided comments to the Financial Crimes Enforcement Network (FinCEN) and the U.S. Securities and Exchange Commission…
Court: U.S. District Court (M.D. Florida) Amicus Issue: Whether the FTC exceeded its statutory authority under the FTC Act by…
SIFMA, The American Bankers Association (ABA), Bank Policy Institute (BPI), and the Financial Services Forum (FSF) provided comments to the…