Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (SIFMA and ISDA)
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Court of Appeals
(Ninth Circuit)
Amicus Issue:
Whether the Class Action Fairness Act of 2005 (CAFA) permits removal to federal court of a case brought under Section 11 of the Securities Act of 1933, even though the Securities Uniform Standards Act (SLUSA) does not, because of the nature/type of the securities involved.
Counsel of Record:
Willkie Farr & Gallagher LLP
787 Seventh Avenue
New York, NY 10019
John R. Oller
David M. Stolzfus
Willkie Farr & Gallagher LLP
1875 K Street, NW
Washington, DC 20006
Richard D. Bernstein
Other Amici on SIFMA’s Brief
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…