Regulatory Capital Rule: eSLR, TLAC, and Long-Term Debt Requirements for US GSIBs (Joint Trades)
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
Letters
TBMA Submits Comments to the SEC on the Regulation of Exchanges and Alternative Trading Systems
Summary
The Bond Market Association (TBMA)* provides comments to the Securities and Exchange Commission (SEC) on the SEC’s proposed regulation of alternative trading systems (ATS), File No. S7-12-98-18. TBMA believes the Commission must proceed with extreme care to ensure any new proposed regulatory structure does not unintentionally impede the very innovation it seeks to foster.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
More Submissions
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CT Plan Filing for Fees Charged to Vendors and Subscribers for Consolidated Equity Market Data, CT Plan Policies, and Data Subscriber Agreements
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) to ensure that the single national market system plan…
Type:
Withholding With Respect to Digital Asset Transactions
SIFMA provided supplemental comments to the U.S. Department of Treasury (DOT) on its September 13, 2024, letter regarding brokers’ information…