The Goldman Sachs Group v. Sjunde Ap-Fonden
Court: U.S. Court of Appeals (Second Circuit) (Rule 23(f) petition) Amicus Issue: What is the legal standard in class certification…
The Senior Executives Group (SEG) of the Assets Managers Forum (AMF) of The Bond Market Association (TBMA)* provides comments to the Securities and Exchange Commission (SEC) on additional mark-up policy for transactions in debt securities, except municipal securities. File No. SR-NASD-2003-141. The SEG shares concerns that the proposed rule may lead to unintended adverse effects on liquidity in some key segments of the fixed income markets, including high yield, distressed, and structured credit investments.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
Court: U.S. Court of Appeals (Second Circuit) (Rule 23(f) petition) Amicus Issue: What is the legal standard in class certification…
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
SIFMA AMG, Investment Company Institute (ICI), American Chamber of Commerce in Australia (AmCham Australia), Information Technology Industry Council (ITI), Managed…