Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA along with the Clearing House Association L.L.C., and the Independent Community Bankers of America, provides comment on the white paper published by the Office of the Comptroller of the Currency (OCC) entitled Exploring Special Purpose National Bank Charters for Fintech Companies. The White Paper discusses innovation in the financial services industry and announces the OCC’s initiative to offer special purpose national bank (SPNB) charters to eligible financial technology (FinTech) companies.
More Submissions
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Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
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Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…