Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA provides supplemental comments to the Board of Governors of the Federal Reserve System, the Securities and Exchange Commission (SEC), the Federal Deposit Insurance Corporation (FDIC), the Office of the Comptroller of the Currency, and the Commodity Futures Trading Commission (CFTC). This comment letter references suggested revisions to the covered fund definition regarding asset-backed and insurance-linked securities, asset-backed commercial paper and tender option bond transactions.
Also, see: SIFMA’s initial request for an exclusion for ABS from the covered fund definition and related prohibitions of the Proposed Volcker Rule (February 13, 2012).
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…