Public Comment on CCPA Updates, Cyber, Risk, ADMT, and Insurance Regulations
SIFMA provided comments to the California Privacy Protection Agency (CPPA) in response to the modifications to the Proposed Regulations on…
Summary
SIFMA provides supplemental comments to he Financial Industry Regulatory Authority (FINRA) on the concept proposal by FINRA to develop the CARDS concept. SIFMA previously filed a comment letter on the concept proposal that discusses a range of significant concerns that SIFMA has with the CARDS concept.
March 21, 2014 Comment Letter:
SIFMA Submits Comments to FINRA on Developing the Comprehensive Automated Risk Data System (CARDS)
Related Rule Filing:
Regulatory Notice 13-42 – FINRA Requests Comment on a Concept Proposal to Develop the Comprehensive Automated Risk Data System
More Submissions
Type:
Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding the Proposed Customer and Account Information System Amendment
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on the proposal, filed by the Consolidated Audit Trail,…
Type:
Invitation to Comment— Recognition of Intangibles
SIFMA comments to the Financial Accounting Standards Board (FASB) on the Invitation to Comment— Recognition of Intangibles (the “ITC”). SIFMA…