Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (SIFMA and ISDA)
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
SIFMA provides comments to the Commodity Futures Trading Commission (CFTC) requesting no-action relief for recordkeeping requirements under the Internal Business Conduct Rules, 77 Federal Register 20128; April 3, 2012; Final Rule (CFTC: RIN 3038-AC96). SIFMA requests that the Division of Swap Dealer and Intermediary Oversight (Division) of the CFTC confirms it will not recommend that the CFTC take enforcement action against a firm not in compliance with certain other requirements of Subpart F described as of the compliance date and for a period of time thereafter.
The CFTC issued a Final No-Action Letter on October 26, 2012.
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…