The Goldman Sachs Group v. Sjunde Ap-Fonden
Court: U.S. Court of Appeals (Second Circuit) (Rule 23(f) petition) Amicus Issue: What is the legal standard in class certification…
Summary
SIFMA provides comments to the Securities Division of the Washington State Department of Financial Institutions on proposed rulemaking relating to custody requirements for investment advisers, WSR 08-07-055. The proposed rule would provide greater uniformity with the custody rules of the SEC and other states that have adopted the NASAA model custody rule. SIFMA seeks clarification on parts of the proposal so as to offer its experience and expertise throughout the rulemaking process.
More Submissions
Type:
Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
Type:
Australia Public Country-by-Country Reporting Regime
SIFMA AMG, Investment Company Institute (ICI), American Chamber of Commerce in Australia (AmCham Australia), Information Technology Industry Council (ITI), Managed…