Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
SIFMA provides comments to the U.S. Department of Treasury on proposed regulations pertaining to mergers, acquisitions, and takeovers by foreign persons, RIN 1505-AB88. The proposed regulations would implement amendments made by the Foreign Investment and National Security Act of 2007. The proposed regulations formally establish the structure, role, process, and responsibilities of the Committee on Foreign Investment in the United States (CFIUS) in reviewing transactions for national security concerns. SIFMA generally supports the proposed regulations, but offers technical comments on the provisions regarding pre-notice consultation, minority shareholder protections, lending transactions, personal identifier information required, and the two business day deadline for providing follow-up information.
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…