Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
SIFMA provides comments to the Securities and Exchange Commission (SEC) requesting an extension of the implementation date for the plan (Limit Up-Limit Down) to address extraordinary market volatility submitted to the SEC as required by Rule 608 of Regulation NMS under the Securities Exchange Act of 1934 (Exchange Act), File No. 4-631. SIFMA is extremely concerned that there is not enough information available to SIFMA members and industry participants to properly develop the technology specifications for the necessary systems and coding changes. SIFMA believes that proceeding with the current implementation schedule would create a great deal of risk, as well as a situation in which firms are required to implement significant systems and coding changes without sufficient time to conduct testing.
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
SIFMA provided comments to the U.S Securities and Exchange Commission (SEC) to confirm their discussion on July 29, 2025 with…
SIFMA provided additional comments to the U.S. Department of the Treasury (DOT) on the 2024 Final Regulations and 2024 Proposed…