Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on proposals by NYSE Arca, Inc. and NYSE MKT, LLC (the Exchanges) to establish fixed dates on which rates changes can be applied to the Exchanges’ respective Options Regulatory Fees (ORF). SIFMA strongly supports these changes and urges the SEC to approve the proposals. Furthermore, SIFMA believes that the SEC should require that the same schedules and notice requirements be adopted by all U.S. options exchanges.
More Submissions
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Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…