In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on the “Notice of Filing of Proposed Amendments to the Real-Time Transaction Reporting System Information System and Subscription Service” (File Number SR-MSRB-2012-07), a proposal by the Municipal Securities Rulemaking Board (MSRB) related to large-size trade reports on the MSRB’s Real-time Transaction Reporting System (RTRS).
SIFMA supports the MSRB Proposal and urges the SEC to approve the rule change as proposed.
More Submissions
Type:
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Sections 114 and 118
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
Type:
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…