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The CTA Plan and the CQ Plan

Summary

SIFMA provided comments to the Securities and Exchange Commission (SEC) on Notice of Filing and Immediate Effectiveness of the amendments to the CTA Plan and the CQ Plan, which was published in the Federal Register on March 28, 2017. The CTA has amended the Plan’s fee schedule and non-display use policy to expand the applicability of the non-display fee and the access fee. SIFMA respectfully requests that the Commission abrogate the Amendments pursuant to Regulation NMS Rule 608(b)(3).

See also:
Notice of Filing and Immediate Effectiveness of the Twenty-Second Charges Amendment to the Second Restatement of the CTA Plan and the Thirteenth Charges Amendment to the Restated CQ Plan

PDF

Submitted To

Securities and Exchange Commission (SEC)

Submitted By

SIFMA

Date

18

April

2017

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