Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on temporary rule regarding principal trades with certain advisory clients, Release No. IA-2653; File No. S7-23-07. Comments are regarding the SEC Proposed Rule 206(3)-3T under the Investment Advisers Act of 1940, as amended, where SIFMA requests for an additional period of two years beyond its current scheduled expiration date of December 31, 2009.
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Australia Public Country-by-Country Reporting Regime
SIFMA AMG, Investment Company Institute (ICI), American Chamber of Commerce in Australia (AmCham Australia), Information Technology Industry Council (ITI), Managed…
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Confirmation Letter Related to the UST Clearing Working Group’s Accounting Treatment for UST Repo Transactions Cleared Through FICC White Paper
SIFMA provided comments to the U.S Securities and Exchange Commission (SEC) to confirm their discussion on July 29, 2025 with…