Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on the extension of filing accommodation for static pool information in filings with respect to asset-backed securities (ABS), Release No. 33-9137; File No. S7-18-10. SIFMA supports the SEC’s proposal to extend until June 30, 2012 the temporary filing accommodation in Rule 312 of Regulation S-T that allows static pool information to be provided to investors via a website. SIFMA offers its observations and recommendations with the SEC on the proposal.
More Submissions
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Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
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Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…