RFI on the State of Current Federal Consumer Financial Data Privacy Law (Joint Trades)
SIFMA, American Bankers Association (ABA), America’s Credit Unions (ACU), Bank Policy Institute (BPI), and Consumer Bankers Association (CBA), provided comments…
Summary
SIFMA’s Credit Rating Agency Task Force provides comments to the Securities and Exchange Commission (SEC) regarding proposed rule amendments for nationally recognized statistical rating organizations (NRSROs) under the Securities Exchange Act of 1934. The Task Force supports reviewing these NRSROs but urges the SEC to look closely into enhanced disclosure requirements, rating recommendations and interaction between arrangers and NRSROs, NRSRO performance, and rating modifiers.
More Submissions
Type:
Regulatory Capital Rule: eSLR, TLAC, and Long-Term Debt Requirements for US GSIBs (Joint Trades)
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
Type:
CT Plan Filing for Fees Charged to Vendors and Subscribers for Consolidated Equity Market Data, CT Plan Policies, and Data Subscriber Agreements
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) to ensure that the single national market system plan…