In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on amendment #2 to its proposed changes to MSRB Rule G-42, on duties of non-solicitor municipal advisors.
See also:
SIFMA Submits Comments to the MSRB on Duties of Non-Solicitor Municipal Advisor
SIFMA Submits Comments to MSRB on a Revised Draft Proposal for MSRB Rule G-42 Regarding Duties of Non-Solicitor Municipal Advisor
SIFMA Submits Comments to the SEC on MSRB’s proposed Rule G-42
Federal Register / Vol. 80, No. 221
Request for Comment on Draft MSRB Rule G-42, on Duties of Non-Solicitor Municipal Advisors
Request for Comment on Revised Draft MSRB Rule G-42, on Duties of Non-Solicitor Municipal Advisors
More Submissions
Type:
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Sections 114 and 118
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
Type:
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…