Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on proposed amendments to Rule 15c2-12 from the Securities Exchange Act of 1934 related to municipal securities disclosure, Release No. 34-58255. The proposal would provide for a single repository to receive continuing disclosure submissions rather than the previous system of multiple repositories. SIFMA strongly supports the amendment for having the Municipal Securities Rulemaking Board (MSRB) act as the sole repository of disclosure submissions.
More Submissions
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Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
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Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…