Public Comment on CCPA Updates, Cyber, Risk, ADMT, and Insurance Regulations
SIFMA provided comments to the California Privacy Protection Agency (CPPA) in response to the modifications to the Proposed Regulations on…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on a proposal by NASDAQ OMX PHLX to amend Rule 1092, Obvious and Catastrophic Errors, SEC File No. SR-PHLX-2013. SIFMA strongly agrees with PHLX’s request for the nullification of certain trades in certain situations when the resulting price of a non-broker-dealer customer order would violate the customer’s limit price.
More Submissions
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Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding the Proposed Customer and Account Information System Amendment
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on the proposal, filed by the Consolidated Audit Trail,…
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Invitation to Comment— Recognition of Intangibles
SIFMA comments to the Financial Accounting Standards Board (FASB) on the Invitation to Comment— Recognition of Intangibles (the “ITC”). SIFMA…