Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
SIFMA provides comments to the Securities and Exchange Commission (SEC) on matters related to the Municipal Securities Rulemaking Board’s (Board) notice of Rule A-3 changes, Release No. 34-62827; File No. SR-MSRB-2010-08. The proposed amendments to Rule A-3 would change the Membership on the Board to comply with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). SIFMA generally supports the MSRB’s proposed changes to Rule A-3 and urges the SEC to approve their adoption. SIFMA recommends that the MSRB should be guided by several principles when recruiting Board members going forward.
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…