Citigroup v. Otto Candies
Court: U.S. Supreme Court (pet. for writ of cert.) Amicus Issue: Whether Section 1964(c) of the Private Securities Litigation Reform…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on proposed rules implementing the Credit Rating Agency Reform Act of 2006, Release No. 34-55231. SIFMA believes the section dealing, in the context of structured products, with the concerns over Nationally Recognized Statistical Rating Agencies (NRSRO) “notching” practices and contained in Section 17g-6 of the proposed rules should be both clarified and altered.
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Improving the Waiver Process and Rules Governing Certain Disqualifications Under the Federal Securities Laws
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