The Goldman Sachs Group v. Sjunde Ap-Fonden
Court: U.S. Court of Appeals (Second Circuit) (Rule 23(f) petition) Amicus Issue: What is the legal standard in class certification…
Issue
The Individual Investor→
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on the SEC’s Form ADV brochure and brochure supplement issues. SIFMA requests an extension on the brochure supplement delivery requirements until December 31, 2011, and seeks responses to interpretive questions relating to the forms.
More Submissions
Type:
Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
Type:
Australia Public Country-by-Country Reporting Regime
SIFMA AMG, Investment Company Institute (ICI), American Chamber of Commerce in Australia (AmCham Australia), Information Technology Industry Council (ITI), Managed…