Testimony on the Need for Reauthorization of the CISA Act
Chief Information Security Officer of Northern Trust, Karl Schimmeck, delivered testimony on behalf of SIFMA at a hearing before the…
Issue
Equity Market Structure→
Summary
SIFMA provides comment to the U.S. Securities and Exchange Commission (SEC) on a proposed rule change to expand FINRA’s Alternative Trading System (ATS) transparency initiative. Under the proposal, FINRA would publish the equity volume executed over-the-counter (OTC), including that from non-ATS electronic trading systems and internalized trades. SIFMA generally supports the proposal, however, the aggregation and publication timeframes must be modified in order to minimize information leakage.
See also:
Alternative Trading System (ATS) Transparency
SIFMA Equity Market Structure Recommendations
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