Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on FINRA’s proposal to implement margin requirements for forward settling agency MBS trades, including TBAs. SIFMA is concerned about the potential material negative impact of the Proposal on the mortgage market, particularly as to whether the burdens of certain aspects of the Proposal will cause either member firms or their counterparties to withdraw from parts of the market.
See also:
SIFMA’s Comment Letter to FINRA
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…