Public Comment on CCPA Updates, Cyber, Risk, ADMT, and Insurance Regulations
SIFMA provided comments to the California Privacy Protection Agency (CPPA) in response to the modifications to the Proposed Regulations on…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on FINRA Rule 0151. SIFMA supports the adoption of Rule 0151, but object to the amendments to Rule 0150, and ask the SEC to institute proceedings to approve or disapprove the proposed rule change.
See also:
Federal Register
SR-FINRA-2016-004 – Text of the Proposed Rule Change
More Submissions
Type:
Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding the Proposed Customer and Account Information System Amendment
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on the proposal, filed by the Consolidated Audit Trail,…
Type:
Invitation to Comment— Recognition of Intangibles
SIFMA comments to the Financial Accounting Standards Board (FASB) on the Invitation to Comment— Recognition of Intangibles (the “ITC”). SIFMA…