The Goldman Sachs Group v. Sjunde Ap-Fonden
Court: U.S. Court of Appeals (Second Circuit) (Rule 23(f) petition) Amicus Issue: What is the legal standard in class certification…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on FINRA Rule 0151. SIFMA supports the adoption of Rule 0151, but object to the amendments to Rule 0150, and ask the SEC to institute proceedings to approve or disapprove the proposed rule change.
See also:
Federal Register
SR-FINRA-2016-004 – Text of the Proposed Rule Change
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Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
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