Latest SRO CAT Fee Filings and Comprehensive Review of the CAT
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) to urge the SEC to pause all current and…
SIFMA provides comments to the Securities and Exchange Commission (SEC) on disclosure for asset-backed securities required by Section 943 of the Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act), Release Nos. 33-9148; 34-63029; File No. S7-24-10. SIFMA offers its observations and recommendations for the new proposed Rule 15Ga-1 including the scope and extent of the rule, and the clarification of definitions in the rule.
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) to urge the SEC to pause all current and…
SIFMA provided comments to the California Privacy Protection Agency (CPPA) on the Proposed Regulations on CCPA Updates, Cybersecurity Audits, Risk Assessments,…
Court: U.S. Court of Appeals (Fifth Circuit) Amicus Issue: Whether the FTC exceeded its statutory authority under the FTC Act…