Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on Amendments to Regulation D, Form D and Rule 156 under the Securities Act. SIFMA commends the Commission’s adoption of Rule 506(c) and revision of Rule 144A, pursuant to the Jumpstart Our Business Startups Act, to eliminate the prohibition on general solicitation and general advertising in offerings conducted under those rules.
More Submissions
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Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…