Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (SIFMA and ISDA)
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on a proposed Municipal Securities Rulemaking Board (MSRB) rule change to establish a continuing disclosure service in connection with the MSRB’s Electronic Municipal Market Access system (EMMA), Release No. 34-58256; File No. SR-MSRB-2008-05. SIFMA supports the proposed rule change as it removes impediments to a free and open market in municipal securities.
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FINRA Regulatory Notice 25-06; Recommendations re FINRA Rule 5510 and 5121
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
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FINRA Regulatory Notice 25-06: Modernizing FINRA Rules, Guidance and Processes to Facilitate Capital Formation
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…