The Goldman Sachs Group v. Sjunde Ap-Fonden
Court: U.S. Court of Appeals (Second Circuit) (Rule 23(f) petition) Amicus Issue: What is the legal standard in class certification…
Summary
SIFMA provides comments to the Municipal Securities Rulemaking Board (MSRB) on a MSRB Concept Release to provide for public disclosure of financial incentives paid or received by dealers and municipal advisors representing potential conflicts of interest, MSRB Notice 2012-28. While SIFMA is generally a proponent of transparency and the disclosure of potential conflicts of interest in the financial markets, SIFMA does have some serious concerns and comments on this concept release.
More Submissions
Type:
Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
Type:
Australia Public Country-by-Country Reporting Regime
SIFMA AMG, Investment Company Institute (ICI), American Chamber of Commerce in Australia (AmCham Australia), Information Technology Industry Council (ITI), Managed…