In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
Summary
SIFMA provides comments to the Municipal Securities Rulemaking Board (MSRB) on a MSRB Concept Release to provide for public disclosure of financial incentives paid or received by dealers and municipal advisors representing potential conflicts of interest, MSRB Notice 2012-28. While SIFMA is generally a proponent of transparency and the disclosure of potential conflicts of interest in the financial markets, SIFMA does have some serious concerns and comments on this concept release.
More Submissions
Type:
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Sections 114 and 118
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
Type:
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…