In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
SIFMA provides comments to the Municipal Securities Rulemaking Board (MSRB) on revisions to the MSRB Suitability Rule, G-19. SIFMA continues to support the harmonization of Rule G-19 with Financial Industry Regulatory Authority (FINRA) Rule 2111. Such harmonization will promote more effective business practices and efficient compliance. SIFMA believes the MSRB should eliminate or justify any differences between the proposal and FINRA 2111 – as separate rules covering the same conduct will unnecessarily lead to regulatory confusion and increased compliance costs.
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…