In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
Summary
SIFMA provides comments to the Municipal Securities Rulemaking Board (MSRB) on a draft proposal to collect 529 college savings plan data, draft Rule G-45 and Form G-45, MSRB Notice 2012-40. SIFMA shares their views on the proposal and urges the MSRB to be mindful of the cumulative costs involved to comply with any new reporting requirements and absent a compelling need for more frequent reporting, adopt a reporting schedule that is more in line with certain Securities and Exchange Commission (SEC) regulatory reporting for mutual funds.
More Submissions
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Sections 114 and 118
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
Type:
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…